FXCM Group Press Releases

Account Ownership and Activity Questionnaire

Please complete the form below

Complete this form as indicated in each section. Remember to be as detailed as possible. All applicable fields must be completed in their entirety.

Basic Information

Format: DD/MM/YYYY
This includes any social media (i.e. Facebook, Twitter, LinkedIn, etc.) sites.

Ownership

Has the Company been under the same ownership for the past five (5) years?
You must identify an ownership structure. Please determine if your Company is publicly owned, government owned, or privately owned.
Enter 3 to 50 characters
Enter 10 to 300 characters.
Does your Company have the ability to designate Nominee Owners &/or Directors?
Enter 10 to 300 characters.
Enter 10 to 300 characters.

If yes, please provide the name and street address of a person who resides in the United States and is authorized and has agreed to be an agent to accept service of legal process for records regarding this account.

Activities

Enter 10 to 300 characters.
Enter 10 to 300 characters.
Are the funds to be deposited in your FXCM Trading Account being invested on behalf of non-disclosed third parties, clients, limited partners, non-voting-shareholders, or any other third parties?
Enter 5 to 300 characters.
Does your Company clear for or offer correspondent accounts to other financial institutions?
Enter 5 to 300 characters.
Have all underlying clients of you Company deposited funds with your Company in accordance with the local regulatory requirements?
Are you an institutional investor whose main activity is to invest in Financial Instruments?
Does your Company have a designated Compliance or Anti Money Laundering Officer?

Regulatory Registration

Format: DD/MM/YYYY

Directors & Senior Management

Please list your Director(s) and Key Management's name, title and location.

  • Directors: The people appointed by an Entity to lead or supervise.
  • Senior Management: The people who have authority and responsibility for planning, directing, and controlling the activities and finances of an Entity.
  • Members of the Board of Directors. If no formal Board of Directors appointed, please list names of the members of the equivalent management body and senior persons responsible for the operation of the body corporate.
  • Individuals who exert significant influence of the body corporate.
Do you want to add another director or manager? You cannot add any more directors.

Authorization and Signature

Thank You

Your information has been received and will be processed shortly. Please allow 1-2 business days for your form to be reviewed.

Reminder: Additional information and/or documents may be required in order to complete your application. Once we have reviewed your submitted document(s), you will be contacted regarding the next steps of the application process.